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December 13, 2025

Distributor Initiated Transactions

A compliant, high-conversion assisted journey for distributors and RMs to initiate mutual fund transactions on behalf of investors with digital consent.

Distributor Initiated Transactions (DIT) is designed for distributors, RMs, and advisory-led teams who actively guide investors.
Instead of waiting for investors to complete transactions on their own, distributors can initiate the entire flow — while still staying compliant through digital consent.
This dramatically improves conversion, reduces investor drop-offs, and supports real-world advisory workflows.

Why DIT Matters

Most investors want guidance when making investment decisions. DIT bridges the gap between advisory and execution:
  • Advisors can initiate orders instantly
  • Investors complete only the final confirmation
  • Faster execution for purchases, SIPs, redemptions, switches*, STPs*
  • Fewer incomplete transactions
  • Better engagement for long-term investors
  • Switch and STP will roll out automatically when available.

What Distributors Can Do

1. Start Any Transaction for the Investor

From one dashboard, advisors can initiate:
  • One-time purchases
  • SIPs (daily or monthly)
  • Redemptions (full/partial/units/amount)
  • Switches* and STPs*
  • Batch orders for multiple investors
A complete assisted suite.

2. Digital Consent for Compliance

Every initiated order requires investor approval.
This ensures:
  • SEBI-compliant execution
  • Clear audit trail
  • No unauthorized transactions
Consent can be given via app, web, or OTP-based confirmation depending on flow.

3. Multi-Investor & Multi-Scheme Bulk Actions

DIT supports advanced workflows:
  • Bulk SIP creation
  • Batch purchases for multiple investors
  • Multi-scheme purchases for one investor
Ideal for segment-based investing and advisory models.

4. Real-Time Tracking

Distributors see:
  • Pending consent
  • Execution status
  • Failed/retry-ready orders
  • NAV cut-off relevant updates
Everything is transparent and trackable.

Who Uses DIT

  • Independent Distributors
  • Wealth Management Firms
  • AMCs (Distributor Channel)
  • Fintechs offering advisory or assisted journeys
It is one of the most used features across distribution businesses.

How DIT Integrates With Other Use Cases

  • Launch Your Branded App → Investors approve transactions within your app
  • Manage Sub-Brokers → Hierarchies can initiate transactions under controlled permissions
  • Sell Mutual Funds via Your App → DIT complements self-service investor journeys
DIT becomes the backbone for assisted advisory.

Narrative Snapshot

A distributor prepares SIP plans for 20 clients based on weekend review meetings. Instead of manually coordinating via WhatsApp and reminders, he initiates all SIPs directly from the dashboard.
Investors receive a clean consent request, approve it, and all SIPs go live.
No follow-ups. No friction.